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For 38 weeks of our lives, we live underwater, in relative darkness,
warm, maybe even cosy. We develop faster than at any other time. We
experience noise and smells… frequently experienced stimuli become
familiar, perhaps reassuring. We exercise regularly. Matters of great
importance for our future lives are taking place, yet we have no memory
of this time. Further, as if to deny any relevance of this period, it
is only when it ends that our official age begins.
However, these 38 weeks before birth were not irrelevant and the study
of fetal psychology is unravelling the significance of the prenatal
period and behaviour for our development. In this article, I examine
the behaviour of the fetus, its importance for development, and how a
greater understanding of fetal behaviour may be used to improve the
health of the fetus.
Ultrasound technology has provided a window through which the
behaviour of the fetus may be observed. Although pregnant women report
feeling their baby move at around 16–20 weeks of gestation, ultrasound
observations have revealed that the fetus begins to move at 7–8 weeks
(de Vries et al., 1985). These first movements appear slow and
originate in the spinal cord: the back may flex or extend, and this
results in passive movements of the arms and legs. The types of
movement exhibited by the fetus expand rapidly and by 14–15 weeks
virtually all the movements the fetus will exhibit have emerged (see
box).
As the fetus develops, its movements become organised into periods of
activity and inactivity. This culminates at the end of pregnancy with
the emergence of four behavioural states – quiet sleep, active sleep,
quiet awake, active awake – precursors of the behavioural states seen
in newborns (Nijhuis et al., 1982).
The examination of fetal movements has produced some fascinating
discoveries. For example, handedness is observed from 10 weeks of
gestation (Hepper et al., 1998). Intriguingly, there have been no
reports of hemispheric differences at this age, which may suggest that
it is differential left- and right-sided movements that lead to
lateralisation of brain function rather than the other way round. Rapid
eye movements, associated with dreaming in adults, have been observed
in the last third of pregnancy (Horimoto et al., 1993).
Early views of the fetus portrayed its environment as one of sensory
deprivation. Research has revised this view (Hepper, 1992) and
demonstrated that the fetus has considerable sensory abilities. The
only sense unlikely to be stimulated naturally in the womb is that of
vision, as the mother’s clothes and tissue will block out light.
The first sense to develop is that of touch (Hooker, 1952). By eight weeks
of gestation the fetus responds to touch around the lips and cheeks. By
14 weeks most of its body, excluding the back and top of the head,
responds to touch. The fetus touches its face from 10–11 weeks and
contact with the umbilical cord and uterine wall, and possibly other
womb mates, provides tactile stimulation.
Flavours from the mother’s diet pass into the amniotic fluid, so when
the fetus begins to swallow this fluid, around the 12th week of
gestation, it may experience the flavours of its mother’s diet
(Mennella et al., 1995). By 15–16 weeks the fetus responds to the
flavour of the amniotic fluid (Liley, 1972) – swallowing more if the
fluid tastes sweet but less if it tastes ‘bitter’.
The fetus responds to sound from 22–24 weeks (Hepper & Shahidullah,
1994). Initially, responses are found only in the low-frequency range
(250–500Hz) of adult hearing (20–20000Hz), but this range expands as
the fetus matures. In late pregnancy, the fetus can discriminate
between different voices (Lecanuet et al., 1993) and speech sounds –
‘BIBA’ and ‘BABI’ (Shahidullah & Hepper, 1994).
The uterine environment of the fetus is quite noisy (Querleu et al.,
1988). The mother’s heartbeat, blood flow and digestive system all
contribute to the fetus’s auditory world. Sounds from the external
world can be heard, although with some attenuation by the mother’s
tissues. Interestingly, there is little attenuation around 125–250Hz,
the fundamental frequency of the human voice. Thus, the mother talking
and other speech sounds in the environment will be readily heard and
will form a major part of the fetus’s environment (Querleu et al.,
1988).
One sensory ability that has aroused considerable interest is that of
pain sensation (Glover & Fisk, 1999). The determination of whether
the fetus feels pain is made more difficult by the fact that pain is a
subjective phenomenon. Pain responses have been observed in the
premature infant from around 24–26 weeks, a time when the neural
pathways for pain are first formed (Fitzgerald, 1993). Biochemical
stress responses to needle punctures during blood transfusions are
found from 23 weeks (Giannakoulopoulos et al., 1994). These, however,
are all indirect measures of pain, and debate is rife as to whether the
fetus feels pain. Although lacking a definitive answer, this does not
prevent consideration of the use of analgesia for the fetus and it may
be appropriate to err on the side of caution and administer analgesia
irrespective of whether the fetus feels pain or not (Glover & Fisk,
1996). However, the analgesia itself may have adverse consequences;
more research is needed to resolve this issue.
Whether the fetus can learn has attracted considerable interest,
possibly because learning is often seen as the pinnacle of adult
achievement. Early studies of learning in the 1930s and 1940s, perhaps
reflecting the zeitgeist, demonstrated classical conditioning in late
pregnancy (Ray, 1932). Peiper (1925) reported a decrement in fetal
response to a repeated sound (car horn), and more recently the fetus
has been demonstrated to habituate to auditory stimuli from around
22–24 weeks (Hepper & Leader, 1996).
Newborns prefer their mother’s voice to that of an unfamiliar female
(DeCasper & Fifer, 1980), a preference that is acquired prenatally.
Newborns prefer music they have heard prenatally to that which they
have never heard (Hepper, 1991). Interestingly, this preference can be
observed at 36 weeks but not 30 weeks, which may indicate that learning
of familiar sounds or tunes occurs after 30 weeks.
The fetus also learns about tastes and smells. For example, if the
mother eats garlic during her pregnancy her newborn exhibits less of an
aversion to garlic than newborns whose mothers did not eat garlic
(Schaal et al., 2000). Newborns show a preference for the odour of
their mother over that of another female (Macfarlane, 1975) and orient
to their own amniotic fluid, both observations suggestive of prenatal
learning of odours and tastes.
Whether long-term preferences can result from prenatal learning is
unknown. Newborn preferences for music acquired prenatally disappear by
three weeks of age in the absence of any postnatal exposure (Hepper,
1991). However, the ability of the fetus to learn has led some to
believe that development can be enhanced through programmes of prenatal
stimulation. As yet there is no good scientific evidence to demonstrate
this.
The fetus is continually active in and reactive to its environment.
But why does the fetus move, sense its environment, learn? It is
possible that the behaviour and experiences of the fetus have no impact
on its development and are mere byproducts of the maturation process.
However, research suggests the behaviour of the
fetus is important for its development
both before and after birth (Hepper, 1996), ensuring its survival and beginning its integration into the social world.
Adapting to the womb - The fetal environment is very different from
that experienced after birth. In order to survive in this environment
the fetus may exhibit behaviours suited to this environment –
ontogenetic adaptations (Oppenheim, 1984). To date, there has been
little research examining this aspect of the fetus’s behaviour. It may
be that some of the reflexes exhibited by the newborn are required by
the fetus to aid its movement during birth.
Practice makes perfect - One key role for prenatal activity is to
practise behaviours that are essential for survival after birth; for
example, fetal breathing movements. These begin at 9–10 weeks and occur
around 30 per cent of the time at 30 weeks (Patrick et al., 1980).
Although there is no air in the womb these breathing movements help the
neural pathways responsible for breathing to mature, ensuring a fully
operational system when required at the moment of birth.
Forming joints and muscles - The movements of the fetus are essential
for the formation of the joints and muscle tone (Drachman &
Sokoloff, 1966). Initially, the joints develop with rough surfaces; but
as the fetus moves, the joints are reshaped and develop their smooth
surfaces to enable complete mobility. Absence of movement in joints has
been linked to malformation, (e.g. club foot).
Getting ready for the breast - Prenatal olfactory learning may
facilitate the establishment of breast-feeding. Although alternatives
exist to breast-feeding today, in the evolution of the
mother/fetus/newborn biological system alternatives to breast-feeding
were not available. If the individual was to survive its only source of
nourishment in the immediate postnatal period was breast milk. The same
processes that flavour the mother’s breast milk also flavour the
amniotic fluid, so the fetus may learn about the flavour of breast milk
from swallowing amniotic fluid. Mothers whose diet changes across the
birth period have much more difficulty in establishing breast-feeding
than mothers whose diet remains the same.
Attachment - The ability of the fetus to recognise its mother’s voice
and smell may be important for the processes of attachment and
exploration. Whilst the newborn has a rudimentary sensory system able
to process auditory and chemosensory information, and to a lesser
extent visual information, it knows nothing about its environment.
Imagine yourself with sensory systems able to process information but
in which nothing is familiar – disorientation indeed. It would make
good sense for the newborn to be able to recognise one familiar object
in this sensory milieu, and even better sense if this object is its
mother and primary caregiver. Recognition by sound and smell are also
advantageous as they operate remotely; that is, the mother may be out
of visual contact with her baby but the baby can hear and smell her
over some distance, providing a familiar recognisable cue in the
newborn’s environment.
Language - Experience with speech sounds in the womb may begin the
process of language acquisition (Moon & Fifer, 2000). Newborns
recognise and prefer
their mother’s language, and are able to discriminate this from an
unfamiliar language (Moon et al., 1993). Recordings from the womb
reveal that speech sounds clearly emerge from the background noise
(Querleu et al., 1988). This exposure may be the beginning of language
acquisition.
Boosting brain cells - At a more general level, experience during the
prenatal period may be important, or even essential, for normal
development, especially of the brain. It is well established that the
nervous system develops in response to the experiences it receives and
from activity generated within the system (Lagercrantz & Ringstedt,
2001). The prenatal period marks the most rapid period of development
of our brain. At its peak some 250,000 brain cells are being produced
every minute. The normal prenatal environment (of changing sensory
information, fetal activity and reactivity) may provide necessary and
essential stimulation for the formation of the CNS and subsequently its
function.
With evidence accumulating of the fetus’s behaviour and its
importance for development, these findings have been used in social,
moral and political debates surrounding reproductive issues –
especially abortion. However, their bearing on this discussion has been
questioned. The debate over abortion often revolves around the
beginning of life, variously argued to occur at conception, through the
point of ‘sustainable’ life outside the womb (around 22–26 weeks), to
the moment of birth. The fetus’s behaviour may not be conclusive to
this determination.
Many factors contribute to an individual’s views on abortion and the
behaviour of the fetus may be one factor in this. It is not my
intention to enter into the debate here, but rather to raise two issues
of relevance to the use of behaviour in this debate. First, the onset
of abilities during the prenatal period is not an all-or-none process,
but rather a gradual process of development, expansion and refinement
following initial appearance. Thus, attempts to determine the start
point for a particular behaviour face similar and familiar problems to
those when attempting to determine the start of life. Second, care
needs to be taken in the interpretation of human fetal behaviour.
Although the human fetus can learn, identical learning abilities have
been found in other mammalian fetuses, bird embryos, reptile embryos,
amphibian embryos and even insect pupae (see Sneddon et al., 1998, and
references therein). Whilst research on the behaviour of the fetus may
contribute to the abortion debate and help inform individual views, it
does not hold the magic key to resolve the debate.
As more knowledge is gained about the behaviour of the fetus and the
factors that influence development, opportunities are presented to use
this to enhance the health of the fetus.
Despite a number of techniques to assess fetal well-being (e.g.
analysis of genetic/chromosomal constitution, structure, and autonomic
function), none directly assess the functioning of the brain. Since the
behaviour of the fetus directly represents the functioning of its
nervous system, observation of the fetus’s behaviour provides an
excellent means of assessing neural function and dysfunction (Hepper,
1995).
Aberrant patterns of behaviour have been observed in fetuses with
chromosomal abnormalities, neural tube defects, maternal illness (e.g.
diabetes) and those exposed to illegal and social drugs (e.g. Hepper et
al., 2005; Nijhuis, 1992). Moreover, analysis of behaviour enables the
severity of effect to be determined (Hepper, 1995). Examining the
behaviour of the fetus has advantages when assessing the effects of
drugs or potential teratogens. As behaviour reflects the output of the
brain, it can provide an assessment of function independent of
information on input, which may be difficult to obtain (e.g. how much
alcohol was consumed). Assessing behaviour examines the actual effect
exposure to alcohol, or other substances, has had on brain function.
Although only at the very early stages of development, analysis of the
fetus’s behaviour may provide important information on fetal health,
leading to improved diagnosis and better treatments.
The action of drugs (e.g. thalidomide) on the fetus demonstrates that
prenatal influences exert a long-term effect. Recently the role of
experiences in influencing the development and function of
physiological systems has been recognised, suggesting certain adult
diseases have fetal origins – the fetal origins of adult disease
hypothesis (Barker, 1992). Evidence is now accumulating that maternal
psychological factors may influence the fetal environment exerting a
long-term influence on the developing fetus. This research poses
significant challenges for our treatment of the prenatal period.
Recent evidence has suggested an important link between maternal
anxiety during pregnancy and outcome after birth (O’Connor et al.,
2003). High prenatal maternal anxiety levels have been linked with
lower mental and motor development at eight months of age, lower mental
development at two years and higher levels of behavioural and emotional
problems at six years nine months. It is argued that maternal anxiety
influences the functioning of the maternal
hypothalamic-pituitary-adrenal axis, which in turn influences fetal
brain development, resulting in the subsequent poorer psychological and
behavioural performance. This poses major challenges for the public
health agenda. Considerable resources have been employed in attempts to
reduce the consumption of alcohol and smoking by pregnant women. What
could or should be done to reduce maternal anxiety if this effect on
brain development and performance is further confirmed? There is no
easy answer, and it is obvious that
the scale of any such intervention would be huge and complicated. But
this should not mean that the opportunity to enhance development should
be ignored.
The first 38 weeks of our development has been shrouded in mystery, but
now the embryonic science of fetal psychology is revealing the
importance of this period for the rest of our lives. As well as
advancing our knowledge of the ontogenetic processes before birth, the
greater understanding of prenatal development presents an opportunity
to promote the health and well-being of the fetus and provide
individuals with the best start in life possible.
– Professor Peter Hepper is at Queen’s University Belfast. E-mail: p.hepper@qub.ac.uk.
Box:
Age of first fetal behaviours
Behaviour Gestational age
(weeks)
Just discernible movement 7
Startle 8
Hiccup 9
Fetal breathing movements 10
Hand–face contact 10
Yawn 11
Sucking and swallowing 12
Rooting 14
Eye movements 16
The fetus exhibits REM – does it dream? If so, what about?
Has psychology ignored the prenatal period to its detriment in understanding behaviour?
Is there a role for developmental psychology and psychobiology in debates about reproductive issues?
Reducing smoking and drinking less alcohol in pregnancy is beneficial
for the fetus; but if this increases maternal anxiety, could the fetus
be worse off?
Have your say on these or other issues this article raises – e-mail our
Letters page on psychologist@bps.org.uk. Or contribute to our forum via
www.thepsychologist.org.uk.
Early development videos: health.discovery.com/
convergence/ultpregnancy/video.html
Obstetric ultrasound: www.ob-ultrasound.net
The Visible Embryo: www.visembryo.com/baby/
index.html
Fetal Behaviour Research Centre: www.psych.qub.ac.uk/research/fbrc
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